Given the upcoming changes to the exam, we strongly recommend that, if possible, you work to
become sponsored to take the exam prior to October 1st. If this can be achieved, you will take
only the current Series 99 exam in order to achieve your registration.
Preparing for this single exam will require less time and cover less content than the new format coming 10/1.
If you are unable to do so, you will need to prepare for and pass both the Securities Industry Essentials
Exam and the Series 99 Top-Off Exam in order to achieve your General Securities registration.
Training Consultants has you fully covered with solutions for either situation:
Series 99 Exam-Prep Solutions
Securities Industry Essentials (SIE) Exam-Prep Solutions
Series 99 “Top-Off” Exam-Prep Solutions