Series 99 Exam

Operations Professional Exam

Find the Right Series 99 Product for Your Needs.

The Series 99 licensing process is changing, and Training Consultants has you covered regardless of your circumstances. Candidates who register to take the exam after October 1 will need to pass two exams (the Securities Industry Essentials Exam and the new Series 99 Top-Off Exam) instead of the current Series 99 Exam.  

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Concerned about making the wrong decision?
With Training Consultants, you don’t need to worry. We’ve got you covered with our TC Transition Assurance Program. Buy a legacy Online Course Package and if you are unsuccessful or unable to take the legacy exam and need to switch to the SIE and Top -Off Exam, we will move you to the new, corresponding SIE and Top-Off Online Course for no charge.

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